Li Huo

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-28
CT	RA	APPROVED	2024-02-26
NY	RA	APPROVED	2024-02-26

TX RA
APPROVED

Since 2025-01-28
CT RA
APPROVED

Since 2024-02-26
NY RA
APPROVED

Since 2024-02-26

Branch Locations

Fairfield, CT • United States

136-20 38Th Ave 12Th Floor, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Melville	NY	03/2012	Present
New York Life Insurance Company	Melville	NY	09/2011	Present
Eagle Strategies Llc	Flushing	NY	02/2024	Present

03/2012 → Present

Nylife Securities Llc

Melville, NY
09/2011 → Present

New York Life Insurance Company

Melville, NY
02/2024 → Present

Eagle Strategies Llc

Flushing, NY

Other Businesses

[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered insurance products; 39-02 main st, flushing, NY 11354; Start Date 11/2015; Role/Title: Insurance Broker; Investment Related; 8 hours per month; 4 hours per month during securities trading hours]

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-03-29

S63 Uniform Securities Agent State Law Examination

2013-03-29

Designations

Certified Financial Planner

View on SEC IAPD