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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-10-25 |
| NC | RA | APPROVED | 2001-11-09 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Charlotte | NC | 10/2001 | Present |
| Massmutual Life Insurance Co | Charlotte | NC | 10/2001 | Present |
(1) NAME: SHANE TENNY, INV REL: Y, ADDR: 4350 CONGRESS ST, STE 300, CHARLOTTE, NC 28209, NATURE: INDIVIDUAL LIFE, HEALTH, GROUP DI POSITION: SALES, AGENT, START: 1/1/2002 NO HRS/MO: 13, NO HRS/MO DUR TRADING: 13 (2) NAME: Spaugh Dameron Tenny LLC, INV REL: Y, ADD: 4350 CONGRESS ST, STE 300, CHARLOTTE, NC 28209, NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 01/01/2008, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0 (3) NAME: Shane Tenny, INV REL: Y, ADD: At Residential Address, NATURE/DUTIES: Author/Book Sales, POSITION: Author, START DATE: 07/01/2025, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-08 |
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