Elliot Rockwell Bearden

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 09/2022
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 09/2022 → Present
  Morgan Stanley
  Gilbert, AZ

Other Businesses

*640260 - Personal Hobby; Investment related: Yes; Queen Creek; Arizona; Purchase old and broken golf carts, restore them to running functional golf carts and then sell them. This is a hobby; Other, Sole Proprietor/Owner proprietor, partner, officer, director, employee, trustee, agent); 05/25; During business hours: 0; After business hours: 10; Hobbiest, Purchaser, Seller, Distributor

Exams

• S66 Uniform Combined State Law Examination
  2022-11-21
• S63 Uniform Securities Agent State Law Examination
  2016-12-16