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Douglas Scott Russell

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-09-07
TX RA APPROVED_RES 2017-08-21
  • NC RA
    APPROVED
    Since 2017-09-07
  • TX RA
    APPROVED_RES
    Since 2017-08-21

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Charlotte NC 07/2017 Present
Premier Transportation And Warehousing Inc. Carson CA 08/2015 04/2017
Unemployed Stanley NC 04/2017 07/2017
  • 07/2017 → Present
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 08/2015 → 04/2017
    Premier Transportation And Warehousing Inc.
    Carson, CA
  • 04/2017 → 07/2017
    Unemployed
    Stanley, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-07
S63 Uniform Securities Agent State Law Examination 2013-11-19
  • S66 Uniform Combined State Law Examination
    2017-09-07
  • S63 Uniform Securities Agent State Law Examination
    2013-11-19
Other Names
  • Douglas Scott Russell
  • Douglas Russell

View on SEC IAPD

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