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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-07
CT RA APPROVED 2018-12-24
  • TX RA
    APPROVED_RES
    Since 2025-01-07
  • CT RA
    APPROVED
    Since 2018-12-24

Branch Locations

100 Queen Street, Southington, CT 06489-2052 • United States

Berlin, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self South Bend IN 02/2016 02/2018
Thrivent Financial South Bend IN 02/2018 10/2018
Thrivent Investment Management Inc Montvale NJ 02/2018 10/2018
Ameriprise Financial Services, Inc Southington CT 10/2018 03/2020
Ameriprise Financial Services, Llc Southington CT 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; Connecticut Financial Planning Association; Voting Member; 175 South End Rd, , East Haven, CT, 06512; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Watermark Management Partners, LLC; Associate Financial Advisor - Servicing and advising clients on their personal financial goals and providing financial planning/asset management.; ; 100 Queen St, , Southington, CT, 06489; Investment-Related; 01/02/2019; 60 hours per month; 60 during trading hours. Other Business Activities; Girl Scouts Troupe Leader; Duties include planning activities for the girls, running meetings, and helping coordinate fundraising activities for the girls. I will be listed as a signatory on the bank account.; 43 Spruce Brook Rd, , Berlin, CT, 06037; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 0 during trading hours / Pro Bono Financial Planning; Offering pro bono financial planning via the FPA and their approved program. Effective 1/1/2026 I will serve as the co-chair of the pro bono committee, helping coordinate pro bono cases with members of the FPA as well as promoting financial literacy within the community.; 100 Queen St, , Southington, CT, 6489; Investment-Related; 03/15/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-27
  • S66 Uniform Combined State Law Examination
    2018-11-27
Other Names
  • Jennifer Alicia Fooks
  • Jennifer Waldron
  • Jennifer Alicia Waldron
  • Jennifer Alicia Fooks
  • Jennifer A Waldron

View on SEC IAPD

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