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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-10 |
| CT | RA | APPROVED | 2025-03-11 |
| MO | RA | APPROVED | 2024-08-27 |
| MD | RA | APPROVED | 2024-08-14 |
| CO | RA | APPROVED | 2024-08-06 |
| NJ | RA | APPROVED | 2024-06-05 |
| CA | RA | APPROVED | 2024-05-02 |
| DE | RA | APPROVED | 2024-04-29 |
| OK | RA | APPROVED | 2024-04-09 |
| NY | RA | APPROVED | 2024-03-13 |
| OH | RA | APPROVED | 2024-02-27 |
| AR | RA | APPROVED | 2024-01-23 |
| AL | RA | APPROVED | 2024-01-11 |
| WA | RA | APPROVED | 2024-01-11 |
| MA | RA | APPROVED | 2023-07-26 |
| OR | RA | APPROVED | 2023-03-09 |
| FL | RA | APPROVED | 2019-09-13 |
| DC | RA | APPROVED | 2019-05-06 |
| GA | RA | APPROVED | 2018-05-16 |
| MI | RA | APPROVED | 2017-02-21 |
| HI | RA | APPROVED | 2015-05-12 |
| PA | RA | APPROVED | 2013-11-13 |
| VA | RA | APPROVED | 2013-11-13 |
| TX | RA | APPROVED | 2013-05-14 |
| SC | RA | APPROVED | 2013-01-31 |
| NC | RA | APPROVED | 2012-06-28 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Company | Charlotte | NC | 06/2011 | Present |
| Park Avenue Securities | Charlotte | NC | 10/2011 | Present |
1) INSURANCE PRODUCT OTHER THE GUARDIAN-insurance from companies other than Guardian. Start: 10/15/2011, Address: 6115 Park South Drive, Ste 200 Charlotte, NC 28210, 3 total hours per month, 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Freedom School Partners Board, Start: 1/28/2025, Address: 1030 Arosa Ave, Charlotte, NC 28203, 2 total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation, 3) Rental Income, Start: 2/01/2025, Address: 518 Tyler Avenue Radford, VA 24141, 1 total hour per month; 0 during securities trading hours, Not Investment Related, Less than 10% Annual Compensation, 4) Mint City Wealth, LLC-owner, Nature of Business: DBA, Start date: 04/01/2026, Address: 6115 Park South Drive, Suite 200 Charlotte, NC 28210, Duties: Ownership, 160 total hours per month; 130 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-19 |
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