Sergio Ayo

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-07-20
FL	RA	APPROVED	2025-08-07

Branch Locations

23718-B El Toro Road, Lake Forest, CA 92630 • United States

11355 South Street, Cerritos, CA 90703 • United States

2131 Westcliff Drive Suite 200, Newport Beach, CA 92660 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sarasota	FL	07/2018	08/2018
Dentsply Sirona Orthodontics	Sarasota	FL	01/2017	07/2018
Bank Of America	Sarasota	FL	12/2015	12/2016
Unemployed	Sarasota	FL	09/2018	08/2020
Onemain Financial	El Cajon	CA	09/2020	10/2023
Unemployed	Sarasota	FL	11/2023	12/2023
Fifth Third Bank	Sarasota	FL	01/2024	Present
Fifth Third Securities	Sarasota	FL	02/2025	Present

07/2018 → 08/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sarasota, FL
01/2017 → 07/2018

Dentsply Sirona Orthodontics

Sarasota, FL
12/2015 → 12/2016

Bank Of America

Sarasota, FL
09/2018 → 08/2020

Unemployed

Sarasota, FL
09/2020 → 10/2023

Onemain Financial

El Cajon, CA
11/2023 → 12/2023

Unemployed

Sarasota, FL
01/2024 → Present

Fifth Third Bank

Sarasota, FL
02/2025 → Present

Fifth Third Securities

Sarasota, FL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-05
S63	Uniform Securities Agent State Law Examination	2025-05-28

Other Firms