Best Investors Account Sign in

Derrick Joseph Rivera

Ameriprise Financial Services, LLC

Atlanta, GA

Lagrange, GA

CRD 3122678

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
GA RA APPROVED 2003-03-19
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • GA RA
    APPROVED
    Since 2003-03-19

Branch Locations

825 Juniper St Ne, Atlanta, GA 30308-1311 • United States

Lagrange, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 09/2005 03/2020
Ameriprise Financial Services, Llc Atlanta GA 03/2020 Present
Other Businesses

Other Business Activities; The 825 Group, LLC; LLC formed for employee payroll, group insurance, and hiring; 825 Juniper StreetAtlanta, GA 30312, ,; ; 02/15/2012; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-30
  • S63 Uniform Securities Agent State Law Examination
    1998-09-30
Other Names
  • Derrick Joseph Rivera

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Atlanta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor