Sara Koshan

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 09/2016
  Deutsche Bank Securities Inc
  New York, NY
• 09/2016 → 06/2021
  Raymond James & Associates, Inc.
  New York, NY
• 07/2021 → Present
  Ameriprise Financial Services, Llc
  Montclair, NJ

Previous Registrations

• 2016-09-06 → 2021-07-12
  Raymond James & Associates, Inc.
  New York, NY
• 2013-07-02 → 2016-09-06
  Deutsche Bank Securities Inc.
  Los Angeles, CA
  New York, NY

Other Businesses

Business Ownership; Nexus Wealth Management LLC; Owner; Manage Ameriprise Business; 491 Bloomfield Ave, Suite 104, Montclair, NJ, 07042; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours. Outside Employment; Nexus Wealth Management LLC; Owner; Manage advisory business; 491 Bloomfield Ave, Suite 104, Montclair, NJ, 07042; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-02
• S63 Uniform Securities Agent State Law Examination
  2011-10-21