Patrick T Furey

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2015-03-23

OH RA
APPROVED

Since 2015-03-23

Branch Locations

3800 Embassy Pkwy Suite 120, Akron, OH 44333 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Akron	OH	02/2012	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	09/2011	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

02/2012 → Present

Northwestern Mutual Investment Services, Llc

Akron, OH
09/2011 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-20
S63	Uniform Securities Agent State Law Examination	2012-03-29

S66 Uniform Combined State Law Examination

2015-03-20
S63 Uniform Securities Agent State Law Examination

2012-03-29

View on SEC IAPD