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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-09-03 |
Branch Locations
8905 W Gage Blvd, Ste 110, Kennewick, WA 99336 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anneliese Johnson | Kennewick | WA | 01/2012 | 10/2016 |
| Waddell & Reed, Inc | Kennewick | WA | 01/2012 | 10/2016 |
| Various Insurance Carriers For W&R Insurance Agencies | Kennewick | WA | 04/2012 | 10/2016 |
| Tri-City Dust Devils | Pasco | WA | 06/2014 | 02/2018 |
| Lpl Financial Llc | Kennewick | WA | 10/2016 | Present |
| Financial Advocates Investment Management | Kennewick | WA | 11/2016 | 12/2018 |
| Cornerstone Wealth Strategies, Inc. | Kennewick | WA | 10/2018 | Present |
(1) 11/6/2018 - Cornerstone Wealth Strategies, Inc. - DBA: (Hybrid) Cornerstone Wealth Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 08/31/2018 - 100 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to Cornerstone Wealth Strategies, Inc., an independent investment advisor firm. I started this business activity in 08/2018. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-26 |
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