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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-01 |
| OH | RA | APPROVED | 2018-08-23 |
| TX | RA | APPROVED | 2018-08-23 |
Branch Locations
50 East Rivercenter Blvd, Suite 1225, Covington, KY 41011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Cincinnati | OH | 09/2011 | 08/2018 |
| Hockey Players 4 Kids | Montgomery | OH | 11/2010 | 12/2016 |
| Business Networking International | Covington | KY | 06/2014 | 06/2022 |
| Boys Hope Girls Hope | Cincinnati | OH | 03/2015 | 01/2017 |
| Cwm, Llc | Omaha | NE | 08/2018 | Present |
| Cetera Advisor Networks | El Segundo | CA | 08/2018 | 04/2023 |
| Ffr Wealth Team | Covington | KY | 08/2018 | 03/2024 |
| Ffr Wealth Team | Covington | KY | 03/2024 | 06/2026 |
| Carson Wealth | Covington | KY | 06/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: SYCAMORE PREMIER SPORTS CLUB INVESTMENT RELATED: NO ADDRESS: 7981 SCHOOL HOUSE LANE MONTGOMERY OH NATURE OF BUSINESS: SPORTS CLUB START DATE: 01/2014 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER MONTH: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-08 |
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