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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
3445 North Causeway Blvd Ste 1000, Metairie, LA 70002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc. | St. Paul | MN | 10/2011 | 08/2023 |
| Minnesota Life | St. Paul | MN | 06/2011 | 08/2023 |
| Compass Capital Management | Metaine | LA | 06/2011 | Present |
| Kenworth Of South Louisiana | Harahan | LA | 03/2004 | Present |
| Cetera Wealth Services, Llc | Metairie | LA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Bbmc, Llc | Metairie | LA | 02/2024 | Present |
1) NAME OF OTHER BUSINESS: COMPASS CAPITAL MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2012, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) KENWORTH OF SOUTH LOUISIANNA LLC POSITION: Employee NATURE: Employee INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 03/01/2004 ADDRESS: , Harahan LA , United States DESCRIPTION: Employee 3) ST. PHILIP PARISH MEN'S CLUB POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2021 ADDRESS: 6500 Kawnee Ave, Metairie LA 70003, United States DESCRIPTION: I have become the President of the St Philip Neri Mens Club. We will help in various school and parish events thoughtout the year. 4) OVER THE MOUNTAIN ATHLETIC CLUB POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1998 ADDRESS: 4209 Ferran Dr, Metarie LA 70002, United States DESCRIPTION: Board Member 5) NAME OF OTHER BUSINESS: BRYAN BRUNO RENTAL ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL HOUSE; 6) NAME OF OTHER BUSINESS: BBMC, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 2/2024 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PURCHASED A LOT IN BAY ST LOUIS, MS WITH FRIENDS WITH THE INTENT TO BUILD A CAMP IN THE FUTURE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-04 |
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