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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-21 |
| AR | RA | APPROVED | 2019-07-18 |
Branch Locations
3955 Central Avenue Suite 6, Hot Springs, AR 71913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2019 |
| Stifel Nicolaus & Co Inc | Hot Springs | AR | 07/2019 | Present |
1. Hot Springs Country Club; 100 country Club Lane Hot Springs, AR 71901; Golf and Country Club; Board Member; Serve on the Board and make recommendations going forward; 01/07/2026; 4hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-13 |
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