Inactive

Kenric Alan Vezina

Edelman Financial Engines

Westminster, CO

CRD 5977105

Claim This Profile

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-01-20

CO RA
APPROVED

Since 2023-01-20

Branch Locations

Westminster, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ef Legacy Securities, Llc	Henrico	VA	04/2016	10/2018
Financial Engines Advisors L.L.C.	Sunnyvale	CA	11/2018	03/2025
Edelman Financial Engines	Santa Clara	CA	03/2025	Present
Edelman Financial Engines	Santa Clara	CA	03/2026	Present

04/2016 → 10/2018

Ef Legacy Securities, Llc

Henrico, VA
11/2018 → 03/2025

Financial Engines Advisors L.L.C.

Sunnyvale, CA
03/2025 → Present

Edelman Financial Engines

Santa Clara, CA
03/2026 → Present

Edelman Financial Engines

Santa Clara, CA

Previous Registrations

2012-08-30 → 2018-11-01

Edelman Financial Services, Llc

Tysons Corner, VA

Fairfax, VA

Bethesda, MD

Tysons Corner, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-29

S66 Uniform Combined State Law Examination

2012-08-29

View on SEC IAPD

More in Westminster, CO

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor