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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-05-29
CA RA APPROVED 2024-10-16
  • HI RA
    APPROVED
    Since 2025-05-29
  • CA RA
    APPROVED
    Since 2024-10-16

Branch Locations

500 Newport Center Dr Ste 850, Newport Beach, CA 92660 • United States

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Bank Montebello CA 07/2010 05/2023
Unionbanc Investment Services Montebello CA 06/2013 05/2023
U.S. Bancorp Investments, Inc. Los Angeles CA 05/2023 01/2024
U.S. Bank Los Angeles CA 05/2023 01/2024
Wedbush Securities Los Angeles CA 01/2024 Present
  • 07/2010 → 05/2023
    Union Bank
    Montebello, CA
  • 06/2013 → 05/2023
    Unionbanc Investment Services
    Montebello, CA
  • 05/2023 → 01/2024
    U.S. Bancorp Investments, Inc.
    Los Angeles, CA
  • 05/2023 → 01/2024
    U.S. Bank
    Los Angeles, CA
  • 01/2024 → Present
    Wedbush Securities
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-24
S63 Uniform Securities Agent State Law Examination 2013-10-21
  • S66 Uniform Combined State Law Examination
    2024-09-24
  • S63 Uniform Securities Agent State Law Examination
    2013-10-21
Other Names
  • Nobue Hattori Reza
  • Nobue Hattori

View on SEC IAPD

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