Michael Alan Rothfuss

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 09/2021
  Chartered Advsory Group, Inc.
  Chadds Ford, PA
• 02/2010 → 09/2021
  Securities America, Inc.
  Chadds Ford, PA
• 09/2021 → 12/2021
  Unemployed
  Philadelphia, PA
• 12/2021 → 08/2024
  National Life Group
  Philadelphia, PA
• 12/2021 → 08/2024
  Equity Services Inc
  Montpelier, VT
• 09/2024 → Present
  Commonwealth Financial Network
  Waltham, MA
• 09/2024 → Present
  Tucker-Haskins & Associates
  Syracuse, NY

Previous Registrations

• 2022-01-18 → 2024-09-24
  Equity Services, Inc.
  Media, PA
• 2010-02-08 → 2021-10-05
  Chartered Advisory Group
  Chadds Ford, PA

Other Businesses

1.Fixed insurance sales; as of 07/05/2024; 1% of time spent during business hours; Conducted at branch location; Investment related. 2.Owner, Bell Retirement Strategies, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 09/2022; 0% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2009-02-03
• S63 Uniform Securities Agent State Law Examination
  2001-01-10

Designations

• Chartered Financial Consultant

Other Names

• Mike Rothfuss