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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-30
  • TX RA
    APPROVED
    Since 2016-08-30

Branch Locations

303 Pearl Parkway Suite 380, San Antonio, TX 78215-1285 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Antonio TX 08/2016 Present
Previous Registrations
Other Businesses

1): NAME OF ENTITY: 14th Fairway LLC ADDRESS: 5030 Champions Drive INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Owns 5030 Champions Drive CAPACITY: Owner - Active START DATE: 11.01.22 DUTIES: Own a rental building that is leased to RBC HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2) NAME OF ENTITY: 5030 CHAMPIONS, LTD. ADDRESS: 5030 Champions Drive, Lufkin Texas INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Owns 5030 Champions Drive CAPACITY: Owner - Active START DATE: 01/02/23 DUTIES: Own a rental property that is leased to RBC HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 3) NAME OF ENTITY: St Davids Episcopal School ADDRESS: 1300 Wiltshire Ave San Antonio Texas 78209 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Nov 01, 2024 CAPACITY: Director DUTIES: School Board for St. David's Pre-School in Alamo Heights HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-23
  • S66 Uniform Combined State Law Examination
    2011-11-23
Other Names
  • John Philip Friesen Jr
  • John Philip Friesen
  • John Phillip Friesen
  • John Phillip Friesen Jr.

View on SEC IAPD

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