Richard Joseph Macak

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 01/2017
  Metlife Securities, Inc.
  Orlando, FL
• 01/2017 → 08/2023
  Minnesota Life
  St. Paul, MN
• 01/2017 → 08/2023
  Securian Financial Services Inc.
  Fort Myers, FL
• 01/2017 → 09/2017
  Omni Financial Services
  Fort Meyers, FL
• 07/2016 → 01/2017
  Florida Financial Group
  Orlando, FL
• 09/2017 → Present
  Omni Financial Services
  Orlando, FL
• 07/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2019-08-19 → 2023-08-10
  Securian Financial Services, Inc.
  Fort Myers, FL
  Orlando, FL
  Fort Myers, FL
  St. Paul, MN

Other Businesses

1) AETNA INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2017 ADDRESS: , Ft Myers FL , United States DESCRIPTION: Agent/Broker 2) OMNI PAYROLL SOLUTIONS LLC POSITION: Agent/Broker NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2017 ADDRESS: , Ft Myers FL , United States DESCRIPTION: Agent/Broker 3) OMNI FINANCIAL SERVICES OF LEE COUNTY, INC. POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 02/01/2017 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: OMNI Financial Services of Lee County Inc., is our DBA for our business relationship with Securian. 4) OMNI RESOURCE GROUP OF SW FLORIDA, LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2017 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: I may at times refer business owners to OMNI Resource Group for business management consulting services. I may at times sell fixed insurance products that are not required to be sold through Securian. 5) THE CONTINUING EDUCATION ACADEMY, LLC POSITION: Participant NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2017 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: I will be participating in continuing education seminars to help prospect for ML/SFS clients/business. 6) NAME OF OTHER BUSINESS: OMNI FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-06
• S63 Uniform Securities Agent State Law Examination
  2012-09-26

Other Names

• Richard Joseph Macak
• Richard Macak
• Richard Macak
• Richard Joseph Macak