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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2020-10-02 |
Branch Locations
2256 Hudson Ave, Rochester, NY 14617 • United States
3177 Latta Road Ste 10, Rochester, NY 14612 • United States
Webster, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rochester | NC | 09/2011 | Present |
| Esl Investment Services, Llc | Rochester | NY | 11/2011 | Present |
1. 01/04/2018 - ESL Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/18/2011 - 160 Hours Per Month/8 During Securities Trading. 2. 1/17/2018 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/19/2012 - 20 Hours Per Month During Securities Trading - Life, Disability, Long Term Care. 3. 12/07/2023 - No Business Name - Non-Inv Related - Webster, NY - Other - Online Sales - Started: 11/1/2023 - 2 Hrs/Mo; 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-11-14 |
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