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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
TX RA APPROVED_RES 2020-10-02
  • NY RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED_RES
    Since 2020-10-02

Branch Locations

2256 Hudson Ave, Rochester, NY 14617 • United States

3177 Latta Road Ste 10, Rochester, NY 14612 • United States

Webster, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rochester NC 09/2011 Present
Esl Investment Services, Llc Rochester NY 11/2011 Present
  • 09/2011 → Present
    Rochester, NC
  • 11/2011 → Present
    Esl Investment Services, Llc
    Rochester, NY
Other Businesses

1. 01/04/2018 - ESL Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/18/2011 - 160 Hours Per Month/8 During Securities Trading. 2. 1/17/2018 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/19/2012 - 20 Hours Per Month During Securities Trading - Life, Disability, Long Term Care. 3. 12/07/2023 - No Business Name - Non-Inv Related - Webster, NY - Other - Online Sales - Started: 11/1/2023 - 2 Hrs/Mo; 0 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-11-14
  • S63 Uniform Securities Agent State Law Examination
    2011-11-14
Designations
Other Names
  • Joe Barcellona

View on SEC IAPD

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