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7733 Ballantyne Commons Parkway Suite 101, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-24 |
| NC | RA | APPROVED | 2013-09-05 |
Branch Locations
7733 Ballantyne Commons Parkway Suite 101, Charlotte, NC 28277 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hobart Financial Group | Charlotte | NC | 05/2010 | Present |
| Gf Investment Services, Llc | Sarasota | FL | 02/2012 | 04/2019 |
| Global Financial Private Capital, Llc | Sarasota | FL | 02/2012 | 11/2017 |
| Hobart Private Capital, Llc | Charlotte | NC | 07/2013 | Present |
1) HOBART PRIVATE CAPITAL, LLC. START DATE 7-2013. INVESTMENT ADVISOR REPRESENTATIVE REGISTRATION WITH NEWLY FORMED REGISTERED INVESTMENT ADVISOR. INVESTMENT RELATED. INVESTMENT ADVISOR ACTIVITIES PERFORMED. 2) INDEPENDENT INSURANCE AGENT - INVESTMENT-RELATED - START DATE 03/2012 - 10 HOURS/WEEK DURING TRADING HOURS - SALE OF INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-12-13 |
| S65 | Uniform Investment Adviser Law Examination | 2011-05-06 |
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