Barry Cleveland Peterson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 02/2021
  Jpmorgan Securities Llc
  Westlake Village, CA
• 01/2012 → 02/2021
  Jpmorgan Chase Bank Na
  Westlake Village, CA
• 02/2021 → Present
  Ubs Financial Services
  Los Angeles, CA

Other Businesses

1)Entity Name: QueensCare Investment related: Yes Address: South Los Angeles, California Nature of the other business: Gives out grants to support under-insured and low income population in Los Angeles Position/Title/Relationship: Other Start Date: 30-Jun-2017 Approximate # of hours a month: 12 hours a year Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Member of the Charitable Board and member of the grants committee 2) QueensCare Charitable Division/950 S Grand Ave., Second Fl,Los Angeles,CA/Charity/Review grant applications from nonprofits and provide a recommendation to the board as to whether or not to approve the application/6/30/2017/Investment related?: no 3) Name of Business: Volunteers of America Los Angeles./ Address: 3600 Wilshire Blvd suite 1500Los AngelesCAUnited States./ Investment Related: No./ Nature: provides headstart preschool services to underserved youth and housing to the unhoused population in LA county./Role: Member of Board of directors./ Duty: provide leadership to the executive staff./ Start Date: 3/14/2023./ Hours Devoted: No./ Time Required: N/A.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-25
• S63 Uniform Securities Agent State Law Examination
  2011-11-07

Other Names

• Barry Peterson