Kerri Christine Chase

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-11-22
AZ	RA	APPROVED	2021-01-26

TX RA
APPROVED

Since 2021-11-22
AZ RA
APPROVED

Since 2021-01-26

Branch Locations

8501 North Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Scottsdale	AZ	09/2012	11/2016
Wells Fargo Clearing Services, Llc	Scottsdale	AZ	11/2016	12/2020
Jts Bar And Grill	Phoenix	AZ	08/2013	Present
Wells Fargo Advisors Financial Network, Llc	Scottsdale	AZ	01/2021	Present

09/2012 → 11/2016

Wells Fargo Advisors Llc

Scottsdale, AZ
11/2016 → 12/2020

Wells Fargo Clearing Services, Llc

Scottsdale, AZ
08/2013 → Present

Jts Bar And Grill

Phoenix, AZ
01/2021 → Present

Wells Fargo Advisors Financial Network, Llc

Scottsdale, AZ

Previous Registrations

2012-11-07 → 2021-01-14

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

Other Businesses

JT'S BAR AND GRILL, NOT INV RELATED, PHOENIX, AZ, BARTENDER/SERVER, START 8/1/2013, 30 HOURS PER MONTH, ZERO HOURS DURING TRADING, SERVING FOOD AND DRINKS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-15
S63	Uniform Securities Agent State Law Examination	2011-12-05

S66 Uniform Combined State Law Examination

2013-02-15
S63 Uniform Securities Agent State Law Examination

2011-12-05

View on SEC IAPD