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Christopher Noel Sprau

Equitable Advisors, LLC

Coon Rapids, MN

Minneapolis, MN

CRD 4179609

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-15
MN RA APPROVED 2021-12-13
  • TX RA
    APPROVED_RES
    Since 2024-01-15
  • MN RA
    APPROVED
    Since 2021-12-13

Branch Locations

Coon Rapids, MN • United States

Two Meridian Crossings Suite 450, Minneapolis, MN 55423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2021 Present
Christopher & Banks Plymouth MN 04/2019 03/2021
Goodwill-Easter Seals Mn St Paul MN 09/2018 04/2019
Robert Half Minneapolis MN 06/2018 08/2018
United Health Group Minnetonka MN 09/2009 08/2017
Unemployed Coon Rapids MN 04/2021 07/2021
Unemployed Moundsview MN 09/2017 05/2018
  • 08/2021 → Present
    Equitable Advisors, Llc
    New York, NY
  • 04/2019 → 03/2021
    Christopher & Banks
    Plymouth, MN
  • 09/2018 → 04/2019
    Goodwill-Easter Seals Mn
    St Paul, MN
  • 06/2018 → 08/2018
    Robert Half
    Minneapolis, MN
  • 09/2009 → 08/2017
    United Health Group
    Minnetonka, MN
  • 04/2021 → 07/2021
    Unemployed
    Coon Rapids, MN
  • 09/2017 → 05/2018
    Unemployed
    Moundsview, MN
Other Businesses

Administrator or executor of an estate or trustee of a trust for a non-family or family member; DBA Turning Leaf Financial

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-02
  • S66 Uniform Combined State Law Examination
    2021-12-02
Other Names
  • Christopher Noel Sprau
  • Christopher N Sprau

View on SEC IAPD

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