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Megan Wells Berning

Raymond James & Associates, Inc.

Oakbrook Terrace, IL

Naperville, IL

CRD 5976105

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-08-24
  • IL RA
    APPROVED
    Since 2016-08-24

Branch Locations

1 Mid America Plz Suite 800, Oakbrook Terrace, IL 60181 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Notary Public Plainfield IL 04/2013 Present
Raymond James & Associates, Inc Naperville IL 08/2016 Present
Previous Registrations
  • 2012-06-14 → 2016-09-09
    Waddell & Reed
    Savage, MN
Other Businesses

4/2013-PRESENT, NOTARY PUBLIC, PLAINFIELD, IL, NOTARY PUBLIC, WITNESS SIGNATURES, INV-RELATED:N, 4 HRS/MO, 0 HRS/DAY DURING SEC TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-13
  • S66 Uniform Combined State Law Examination
    2012-06-13
Other Names
  • Megan Wells Dill

View on SEC IAPD

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