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Nashville, TN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-04-15 |
| AZ | RA | APPROVED | 2024-11-27 |
| SD | RA | APPROVED | 2024-01-22 |
| MN | RA | APPROVED | 2022-09-09 |
| TX | RA | APPROVED_RES | 2022-05-16 |
| TN | RA | APPROVED | 2022-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sns Financial Group , Llc | Coon Rapids | MN | 09/2011 | 11/2019 |
| Sns Financial Group, Llc (D/B/A Vector Wealth Management) | Minneapolis | MN | 11/2019 | 02/2022 |
| Gambit Capital Management | Franklin | TN | 02/2022 | Present |
1) Corporate Financial Analyst; Spronk Brothers III LLP; Investment related: No; Location: 193 150th St, Edgerton, MN 56128; Description of the business: Hog and Row Crop Operation; Responsibilities Duties: Financial Forecasting and Reporting; Start date with business: 7/1/2025; Hours devoted to business outside trading hours: 80; Percentage of total yearly compensation expected to be derived from the business: 5 2) Investor; Drahthaar, LLC; Investment related: Yes; Start date with business: 2021-02; Description of the business: Venture Capital; Hours devoted to business outside trading hours: 0 3) Investor; Drahthaar 2, LLC; Investment related: Yes; Start date with business: 2024-09; Description of the business: Venture Capital; Hours devoted to business outside trading hours:0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-04 |
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