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Robert John Koen

Tiaa-Cref Individual & Institutional Services, LLC

Waltham, MA

Franklin, MA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-04-30
  • MA RA
    APPROVED
    Since 2012-04-30

Branch Locations

225 Wyman Street, Waltham, MA 02451 • United States

Franklin, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc (20472) Waltham MA 08/2011 Present
Tiaa Waltham MA 08/2011 Present
  • 08/2011 → Present
    Tiaa-Cref Individual & Institutional Services, Llc (20472)
    Waltham, MA
  • 08/2011 → Present
    Tiaa
    Waltham, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-23
  • S66 Uniform Combined State Law Examination
    2012-04-23
Other Names
  • Bob John Koen
  • Robert John Koen

View on SEC IAPD

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