Best Investors Account Sign in

Mark Morgan Preston

Rbc Capital Markets, LLC

Charlotte, NC

Charlotte, NC

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-02-04
  • NC RA
    APPROVED
    Since 2025-02-04

Branch Locations

6000 Fairview Road Suite 500, Charlotte, NC 28210-3254 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Annapolis MD 09/2013 01/2025
Fidelity Personal And Workplace Advisors Boston MA 07/2018 01/2025
Rbc Capital Markets, Llc Charlotte NC 01/2025 Present
  • 09/2013 → 01/2025
    Fidelity Brokerage Services, Llc
    Annapolis, MD
  • 07/2018 → 01/2025
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 01/2025 → Present
    Rbc Capital Markets, Llc
    Charlotte, NC
Previous Registrations
Other Businesses

OBA-102602|OrgNmn:Low Mountain Pine, LLC.|Org Addr:Charlotte,North Caro,US|OBA Nature:The business is a distribution|Invst Rel:N|Title:Partner|Duties:Packaging, distributions, logistics|StrtDt:01-01-24|TotHrs/mon:40|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-16
S63 Uniform Securities Agent State Law Examination 2011-10-24
  • S65 Uniform Investment Adviser Law Examination
    2011-12-16
  • S63 Uniform Securities Agent State Law Examination
    2011-10-24
Designations
Other Names
  • Mark Preston
  • Mark Morgan Preston

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor