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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-25 |
| CA | RA | APPROVED | 2021-12-02 |
Branch Locations
41923 2Nd St Ste 403, Temecula, CA 92590 • United States
Indio, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | Palm Desert | CA | 10/2010 | 12/2021 |
| Ameriprise Financial Services, Llc | Temecula | CA | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-07-06 |
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