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Lauren N. Mundy

LPl Financial LLC

Waynesboro, VA

CRD 5975718

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-16
VA RA APPROVED 2016-01-04
  • TX RA
    APPROVED_RES
    Since 2026-06-16
  • VA RA
    APPROVED
    Since 2016-01-04

Branch Locations

222 S. Wayne Ave, Waynesboro, VA 22980-4622 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Waynesboro VA 07/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-30
  • S66 Uniform Combined State Law Examination
    2015-12-30
Other Names
  • Lauren Mundy

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

John Ralph Showalter
Bruce Chadwick Hatter
Zachary Steven Hatter

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · WAYNESBORO, VA
LPL FINANCIAL LLC · WAYNESBORO, VA
EDWARD JONES · WAYNESBORO, VA

More in Waynesboro, VA

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