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Thomas Wesley Holloway

Heritage Retirement Advisors, LLC

Colleyville, TX

CRD 5975694

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Employer firm

Heritage Retirement Advisors, LLC CRD 165191

$351M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Heritage Retirement Advisors, Llc

607 Cheek Sparger Road Suite 150, Colleyville, TX 76034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-05
  • TX RA
    APPROVED
    Since 2012-10-05

Branch Locations

607 Cheek Sparger Road Suite 150, Colleyville, TX 76034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sabre Inc. Southlake TX 01/1988 Present
  • 01/1988 → Present
    Sabre Inc.
    Southlake, TX
Previous Registrations
  • 2012-02-13 → 2012-10-22
    Leo Brokerage, Llc
    Hurst, TX
    Hurst, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-11
S63 Uniform Securities Agent State Law Examination 2011-10-04
  • S65 Uniform Investment Adviser Law Examination
    2012-02-11
  • S63 Uniform Securities Agent State Law Examination
    2011-10-04
Other Names
  • Thomas Wesley Hollway

View on SEC IAPD

Nearby Firms

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Nearby Investors

JEFFREY ADAM GRANGER
AUSTIN TYLER GANSKY
Kelci McGinnis

Nearby Offices

J.P. MORGAN SECURITIES LLC · COLLEYVILLE, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLLEYVILLE, TX
PNC WEALTH MANAGEMENT LLC · COLLEYVILLE, TX

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