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1450 Brickell Ave. Suite 1480, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-04-08 |
Branch Locations
1450 Brickell Ave. Suite 1480, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lion Capital Advisors Llc | Miami | FL | 08/2020 | Present |
| Crescendo Asset Management Llc | New York City | NY | 01/2018 | 07/2020 |
| Lloyd Capital Llc | Geneva | 09/2011 | Present |
1) Managing Partner and CEO of Shaba LLC, a commodity trading company wholly owned by LionCap. Start Date: April 2024. Shaba does not provide trading advice or manage commodity futures accounts for Lion Capital Advisors clients. 2) Director of a Cayman Special Purpose Vehicle managed by Lion Capital Advisors. Start Date: April 2023. 3) Insurance licensed to sell life and health insurance and variable annuities. 4) Vice President and Trustee of the Board of the Sapelo Foundation, a private family foundation based in Savanah, Georgia, and member of the Investment Committee. Start date: 2012. 5) Member of the CGS Dean's Advisory Board at Boston University and the Master of Science in Sustainable Business Advisory Board at the University of Miami Business School. Approximately 20% of the time during trading hours is dedicated to these outside business activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-25 |
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