John Ewin Bradford

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-01-09

MI RA
APPROVED

Since 2024-01-09

Branch Locations

31731 Northwestern Hwy Ste 151W, Farmington Hills, MI 48334 • United States

Southfield, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Farmington Hills	MI	07/2012	Present

07/2012 → Present

Lpl Financial Llc

Farmington Hills, MI

Other Businesses

1. 07/02/2012 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 50% - Sales of fixed disability, accident, health, life, and long term care insurance and fixed annuities. 2. 5/12/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/06/2020 - 10 Hours Per Month/3 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-01-06
S63	Uniform Securities Agent State Law Examination	2012-01-14

S65 Uniform Investment Adviser Law Examination

2016-01-06
S63 Uniform Securities Agent State Law Examination

2012-01-14

Other Names

John Bradford

View on SEC IAPD