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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities, Inc. | San Diego | CA | 11/2014 | 02/2019 |
| Comerica Bank | San Diego | CA | 03/2018 | 02/2019 |
| Unemployed | Camarillo | CA | 02/2019 | 04/2021 |
| Mdr Insurance And Financial Services | Thousand Oaks | CA | 04/2021 | 08/2021 |
| Nylife Securities Llc | Woodland Hills | CA | 06/2021 | 08/2021 |
| Wells Fargo Clearing Services, Llc | Thousand Oaks | CA | 08/2021 | 03/2023 |
| Wells Fargo Bank, Na | Thousand Oaks | CA | 08/2021 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westlake Village | CA | 03/2023 | 10/2024 |
| Bank Of America, N.A. | Westlake Village | CA | 04/2023 | 10/2024 |
| Transamerica Investors Securities, Llc | Camarillo | CA | 02/2026 | Present |
| Transamerica Life Insurance Company | Camarillo | CA | 02/2026 | Present |
| Unemployed | Camarillo | CA | 10/2024 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-10 |
| S66 | Uniform Combined State Law Examination | 2012-07-12 |
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