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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
| TX | RA | APPROVED_RES | 2021-06-10 |
Branch Locations
2604 West State St., Olean, NY 14760 • United States
One East Main St., Fredonia, NY 14063-1888 • United States
76 South Erie Street, Mayville, NY 14757 • United States
10 South Main St., Silver Creek, NY 14136-1496 • United States
737 Foote Avenue, Jamestown, NY 14701 • United States
281 East Fairmount Avenue, Lakewood, NY 14750 • United States
Silver Creek, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2011 | 06/2017 |
| M&T Securities, Inc | Arcade | NY | 01/2018 | 06/2021 |
| Unemployed | Buffalo | NY | 06/2017 | 01/2018 |
| Lpl Financial, Llc | Fredonia | NY | 06/2021 | Present |
| M&T Bank | Fredonia | NY | 06/2021 | Present |
1. 6/9/2021 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 04/05/2023 - WNY Flag Football - Not Investment Related - 425 Ring Rd, Fredonia NY, 14063 - Rep's Business - Start Date - 06/17/2023 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-05 |
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