Clinton Shane Pelfrey

Employer firm

Prosperity Capital Advisors CRD 156480

$4.39B regulatory AUM 299 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 03/2021
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH
• 05/2011 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH

Other Businesses

1) Clinton Pelfrey is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Pelfrey spends approx. 10 hrs/week during trading hours on this activity. 2. Clinton Pelfrey is an IT Consultant for Bonefish Systems. Time spent on this activity with compensation is dependant on specific engagements and is a non investment related activity. 2) Clinton Pelfrey is a minority owner and board member of Shoreline Contractors Inc., a marine construction company located in Avon OH. Clint spends approximately 1-2 hours per month on this activity during non-trading hours. This is not an investment related activity. 3) Clinton Pelfrey is the Head Coach for the Avon High School JV baseball team. Non-investment related. Approximately 30 hours per month during non-trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-31

Other Names

• Clint Pelfrey
• Clint Shane Pelfrey