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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-03-03 |
| CO | RA | APPROVED | 2026-01-16 |
| MI | RA | APPROVED | 2024-09-24 |
| UT | RA | APPROVED | 2023-10-25 |
| GA | RA | APPROVED | 2023-02-06 |
| CT | RA | APPROVED | 2022-03-16 |
| DE | RA | APPROVED | 2021-11-10 |
| DC | RA | APPROVED | 2021-05-27 |
| NY | RA | APPROVED | 2021-04-16 |
| WI | RA | APPROVED | 2021-02-02 |
| OH | RA | APPROVED | 2021-01-21 |
| WA | RA | APPROVED | 2020-04-20 |
| SC | RA | APPROVED | 2020-03-20 |
| ME | RA | APPROVED | 2019-02-11 |
| MA | RA | APPROVED | 2018-08-23 |
| VT | RA | APPROVED | 2018-03-12 |
| PA | RA | APPROVED | 2017-06-13 |
| NV | RA | APPROVED | 2016-07-05 |
| CA | RA | APPROVED | 2016-04-01 |
| FL | RA | APPROVED | 2016-01-20 |
| NJ | RA | APPROVED | 2015-12-22 |
Branch Locations
28 Railroad Avenue Suite 4D, Warwick, NY 10990 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Paramus | NJ | 07/2012 | Present |
| Guardian Life Insurance Company | Paramus | NJ | 07/2011 | Present |
| Guardian Life Insurance Company | Warwick | NY | 01/2021 | Present |
| Park Avenue Securities | Warwick | NY | 01/2021 | Present |
1. Insurance Other than Guardian-LICENSED TO SELL PRODUCTS OTHER THAN GUARDIAN, Start: 07/01/2011, Address: 52 FOREST AVE PARAMUS, NJ 07652, 5 bus hrs per month, Investment related, 2. Strategic Wealth Group Inc. / Ascend Wealth Partners- DBA name for marketing Guardian and Park Ave Business, Start: 02/29/2024, Address: 28 RailRoad Ave Warwick, NY 10990, 120 total hours per month; 120 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-24 |
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