Sukhvinder Thiara

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lodi, CA
• 01/2012 → Present
  Bank Of America, N.A.
  Lodi, CA

Other Businesses

I*376899 For profit or not for profit: Entity For Profit Name of outside business organization: Thiara Agribusiness Investment related: N Address of business: Yuba City, California, 95993 Nature of business: ["S Corporation"] Position, title, association: ["Owner"], Start date of relationship: 7/1/1996 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I am 25 percent partner of Thiara Agribusiness, a family farming business. I am not involved in the day to day operations. My cousins run the day to day operations for Thiara Agribusiness. I have no responsibilities nor tasks.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-19