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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-20 |
| CA | RA | APPROVED | 2011-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lodi | CA | 08/2011 | Present |
| Bank Of America, N.A. | Lodi | CA | 01/2012 | Present |
I*376899 For profit or not for profit: Entity For Profit Name of outside business organization: Thiara Agribusiness Investment related: N Address of business: Yuba City, California, 95993 Nature of business: ["S Corporation"] Position, title, association: ["Owner"], Start date of relationship: 7/1/1996 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I am 25 percent partner of Thiara Agribusiness, a family farming business. I am not involved in the day to day operations. My cousins run the day to day operations for Thiara Agribusiness. I have no responsibilities nor tasks.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-19 |
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