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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-10-12 |
| CA | RA | APPROVED | 2013-02-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 11/2012 | Present |
| Bank Of America, N.A. | Sacramento | CA | 04/2013 | Present |
I*: 2592274 Entity Type: Fiduciary role Name of OBA: The P. L. S. Family Trust Address: Roseville, CA 95747 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 07/02/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-Trustee for parent I*2609279, Entity Type, Name of OBA:The P L. S Family Trust Address:Roseville California 95747 Investment Related:no Position, Title, Association:Co-Trustee Employee Start Date:07/02/2025 No Hours:o No Hours during trading:0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-01 |
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