Jeffrey Wayne Roman

Current Employers

Employment History

• 08/2011 → Present
  Capital Asset Advisory Services
  Haslett, MI
• 06/2011 → Present
  Cg Financial
  Williamston, MI
• 03/2015 → 08/2017
  Wfg Investments, Inc
  Haslett, MI
• 08/2017 → 04/2023
  Geneos Wealth Managemgent Inc
  Williamston, MI
• 04/2023 → Present
  Lpl Financial
  Williamston, MI

Other Businesses

1) 04/2023 - CG Financial Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 04/2023 - CAAS INC-HOLDING COMPANY - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Haslett, Ml - No role - Start Date 07/01/2011 - 0hrs/month 3) 04/28/2023 - CG Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 7/1/2011 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 4) 04/28/2023 - CG Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 7/1/2011 - 160 Hours Per Month/ Hours During Securities Trading - Time Spent 100% 5) 04/28/2023 - Capital Asset Advisory Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 7/1/2011 - 160 Hours Per Month/ Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Capital Asset Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 07/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 06/24/2024 - Roman Capital Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 160 Hours Per Month/ During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-03-30
• S65 Uniform Investment Adviser Law Examination
  2011-11-14

Designations

Other Names

• Jeff Roman