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Eagle Strategies LLC CRD 110826
$32.0B regulatory AUM 6,662 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Sunrise | FL | 08/2011 | Present |
| Nylife Securities Llc | Sunrise | FL | 07/2012 | Present |
| Shark Sign S, Inc. | Sunrise | FL | 10/2013 | Present |
| Eagle Strategies Llc | Miami | FL | 07/2018 | Present |
| Cala Financial Group, Llc | Sunrise | FL | 02/2019 | Present |
[Shark Signs; Brokerage of electrical signage projects.; 5307 N Nob Hill Rd Sunrise, FL 33351; Start Date 10/2013; Role/Title: Partner; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 1701 NW 107th Terrace. Plantation FL 33322; Start Date 03/2018; Role/Title: Insurance Broker; Investment Related; 20 hours per month; 15 hours per month during securities trading hours] [Shark Signs Installations LLC; Installation of exterior signage; 1701 NW 107th Terrace, Plantation, FL 33322; Start Date 01/2019; Role/Title: Partner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF CALA FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SUNRISE, FL; START DATE: 02/2019]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-16 |
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