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Gustavo Adolfo Cala

Eagle Strategies LLC

Silver Springs, FL

CRD 5974236

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-14
  • FL RA
    APPROVED
    Since 2018-09-14

Branch Locations

Silver Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Sunrise FL 08/2011 Present
Nylife Securities Llc Sunrise FL 07/2012 Present
Shark Sign S, Inc. Sunrise FL 10/2013 Present
Eagle Strategies Llc Miami FL 07/2018 Present
Cala Financial Group, Llc Sunrise FL 02/2019 Present
  • 08/2011 → Present
    New York Life Insurance Co
    Sunrise, FL
  • 07/2012 → Present
    Nylife Securities Llc
    Sunrise, FL
  • 10/2013 → Present
    Shark Sign S, Inc.
    Sunrise, FL
  • 07/2018 → Present
    Miami, FL
  • 02/2019 → Present
    Cala Financial Group, Llc
    Sunrise, FL
Other Businesses

[Shark Signs; Brokerage of electrical signage projects.; 5307 N Nob Hill Rd Sunrise, FL 33351; Start Date 10/2013; Role/Title: Partner; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 1701 NW 107th Terrace. Plantation FL 33322; Start Date 03/2018; Role/Title: Insurance Broker; Investment Related; 20 hours per month; 15 hours per month during securities trading hours] [Shark Signs Installations LLC; Installation of exterior signage; 1701 NW 107th Terrace, Plantation, FL 33322; Start Date 01/2019; Role/Title: Partner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF CALA FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SUNRISE, FL; START DATE: 02/2019]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-26
S63 Uniform Securities Agent State Law Examination 2014-10-16
  • S66 Uniform Combined State Law Examination
    2018-07-26
  • S63 Uniform Securities Agent State Law Examination
    2014-10-16

View on SEC IAPD

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