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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
9185 East Westview Road, Lone Tree, CO 80124-5134 • United States
8085 S Chester Street Suite 250, Centennial, CO 80112-3543 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Golden | CO | 01/2014 | 07/2022 |
| Fidelity Investments | Lone Tree | CO | 07/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-89248|OrgNmn:Red Cliffs Rental Management LLC|Org Addr:Salt lake ,Utah,US|OBA Nature:Rental Property|Invst Rel:Y|Title:Officer|Duties:Owner of LLC|StrtDt:09-01-20|TotHrs/mon:10|TrdHrs/mon:0|OBA-89251|OrgNmn:COLORADO SPORTS OFFICIALS|Org Addr:LITTLETON ,Colorado,US|OBA Nature:BASEBALL UMPIRE|Invst Rel:N|Title:BASEBALL UMPIRE|Duties:BASEBALL UMPIRE|StrtDt:04-15-17|TotHrs/mon:20|TrdHrs/mon:0|OBA-89249|OrgNmn:RM OFFICAL |Org Addr:5974100,Colorado,US|OBA Nature:BASEBALL UMPIRE |Invst Rel:N|Title:UMPIRE|Duties:BASEBALL UMPIRE|StrtDt:04-01-16|TotHrs/mon:20|TrdHrs/mon:0|OBA-100736|OrgNmn:Rooster Tail Rentals LLC|Org Addr:Salt lake ,Utah,US|OBA Nature:Rental Property |Invst Rel:Y|Title:Managing Member |Duties:Property Owner|StrtDt:07-01-23|TotHrs/mon:6|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-18 |
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