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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-05-18
TX RA APPROVED 2022-05-18
  • LA RA
    APPROVED
    Since 2022-05-18
  • TX RA
    APPROVED
    Since 2022-05-18

Branch Locations

1560 E. 70Th Street, Shreveport, LA 71105 • United States

700 Northgate Road, Bossier City, LA 71112 • United States

2321 Airline Dr, Bossier City, LA 71111 • United States

6790 Pines Rd, Shreveport, LA 71129 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc Waverly IA 09/2015 07/2018
Cuna Mutual Group Waverly IA 09/2015 07/2018
Allstate Insurance Company Longview TX 08/2018 09/2019
Cuna Brokerage Services, Inc Waverly IA 09/2019 Present
Cuna Mutual Group Waverly IA 09/2019 Present
Lpl Financial Llc Shreveport LA 05/2022 Present
  • 09/2015 → 07/2018
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 09/2015 → 07/2018
    Cuna Mutual Group
    Waverly, IA
  • 08/2018 → 09/2019
    Allstate Insurance Company
    Longview, TX
  • 09/2019 → Present
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 09/2019 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    Shreveport, LA
Previous Registrations
Other Businesses

1. 05-18-2022-Barksdale Investment Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-04
  • S66 Uniform Combined State Law Examination
    2011-11-04
Other Names
  • Michael Suggs

View on SEC IAPD

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