Eric J Werner

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-11-07
PA	RA	APPROVED	2019-06-25

TX RA
APPROVED_RES

Since 2022-11-07
PA RA
APPROVED

Since 2019-06-25

Branch Locations

2100 Georgetown Drive Suite 500, Sewickley, PA 15143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Sewickley	PA	11/2014	06/2019
Morgan Stanley Smith Barney Llc	Sewickley	PA	06/2019	Present
Morgan Stanley Private Bank, N.A.	New York	NY	07/2019	Present

11/2014 → 06/2019

Ubs Financial Services Inc.

Sewickley, PA
06/2019 → Present

Morgan Stanley Smith Barney Llc

Sewickley, PA
07/2019 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2014-12-20 → 2019-07-04

Ubs Financial Services Inc.

Sewickley, PA

Other Businesses

*428701 - Trust; Investment related - Yes; Lake Forest, Illinois; Trustee; 10/1994; During business hours: 0.1; After business hours: 0. 465204- Power of Attorney; Investment related Yes; Boca Raton, Florida; Power of Attorney; 11/2015; During business hours: 1; After business hours: 0;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-20
S63	Uniform Securities Agent State Law Examination	2012-05-05

S66 Uniform Combined State Law Examination

2014-12-20
S63 Uniform Securities Agent State Law Examination

2012-05-05

View on SEC IAPD