Chris Gregory Athey

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2016-11-30
TX	RA	APPROVED_RES	2016-11-30

MO RA
APPROVED

Since 2016-11-30
TX RA
APPROVED_RES

Since 2016-11-30

Branch Locations

9203 Mo-152, Kansas City, MO 64158 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tmfs Advisors, Llc	Overland Park	KS	03/2008	11/2016
Financial Engines Advisors L.L.C.	Kansas City	MO	11/2016	Present

03/2008 → 11/2016

Tmfs Advisors, Llc

Overland Park, KS
11/2016 → Present

Financial Engines Advisors L.L.C.

Kansas City, MO

Previous Registrations

2011-11-01 → 2016-11-30

Financial Engines Advisor Center, Llc

Overland Park, KS

Kansas City, MO

Other Businesses

1)Chris Athey; INVESTMENT RELATED: No; ADDRESS: Kansas City, MO,; NATURE: Rental Property; POSITION: Owner; START DATE: 05/13/2022; NUMBER OF HOURS/MONTH: 0 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: I would just own the rental property and someone else will manage it for me.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-10-31

S65 Uniform Investment Adviser Law Examination

2011-10-31

View on SEC IAPD