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275 Maple Ave, Cheshire, CT 06410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-15 |
| LA | RA | APPROVED | 2026-06-12 |
| CT | RA | APPROVED | 2026-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 10/2012 | 03/2023 |
| Breachway Investments Llc | West Hartford | CT | 03/2023 | 07/2026 |
| Soundview Private Wealth Advisors | Cheshire | CT | 06/2026 | Present |
Samuel Kaplowitz; Sole Proprietor; Non investment related; Real Estate Property Owner and Property Manager; Approximately 1% of time is spent on this activity; 08/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-21 |
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