John Patrick Stephens

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-09-09
TX	RA	APPROVED	2021-09-09

NJ RA
APPROVED

Since 2021-09-09
TX RA
APPROVED

Since 2021-09-09

Branch Locations

703 Mill Creek Rd Ste A1, Manahawkin, NJ 08050 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Pomona	NJ	08/2011	11/2016
Wells Fargo Clearing Services, Llc	Pomona	NJ	11/2016	09/2021
Lpl Financial, Llc	Manahawkin	NJ	09/2021	Present

08/2011 → 11/2016

Wells Fargo Advisors Llc

Pomona, NJ
11/2016 → 09/2021

Wells Fargo Clearing Services, Llc

Pomona, NJ
09/2021 → Present

Lpl Financial, Llc

Manahawkin, NJ

Previous Registrations

2013-03-21 → 2021-09-16

Wells Fargo Clearing Services, Llc

Egg Harbor City, NJ

Haddon Township, NJ

Egg Harbor City, NJ

Tuckerton, NJ

Mays Landing, NJ

Manahawkin, NJ

Mays Landing, NJ

Marlton, NJ

Other Businesses

1) 2021 - DBA for LPL Business (entity for LPL business) - Shoreline Wealth Management, LLC - Investment Related - Manahawkin, NJ 08050 2) 2020 - Real Estate Rental - John Stephens Jr - Investment Related - 604 E beach Ave, Brigantine, NJ 08203

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-15
S63	Uniform Securities Agent State Law Examination	2011-10-18

S66 Uniform Combined State Law Examination

2013-03-15
S63 Uniform Securities Agent State Law Examination

2011-10-18

Other Names

John Patrick Stephens

View on SEC IAPD