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Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-12-06
  • NC RA
    APPROVED
    Since 2024-12-06

Branch Locations

Mooresville, NC • United States

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Somerset NJ 06/2010 03/2018
Metlife Investment Securities, Llc Whippany NJ 03/2018 01/2021
Metlife Investment Management Limited London 03/2018 01/2021
Metlife Investment Advisors, Llc Whippany NJ 03/2018 01/2021
Metlife Group Inc Whippany NJ 03/2018 01/2021
Metlife Asset Management Corp. ( Japan ) Tokyo 03/2018 01/2021
Morgan Stanley Purchase NY 02/2021 08/2023
Allspring Funds Distributor, Llc Charlotte NC 07/2024 Present
Unemployed Passaic NJ 08/2023 07/2024
  • 06/2010 → 03/2018
    Wells Fargo Bank, Na
    Somerset, NJ
  • 03/2018 → 01/2021
    Metlife Investment Securities, Llc
    Whippany, NJ
  • 03/2018 → 01/2021
    Metlife Investment Management Limited
    London
  • 03/2018 → 01/2021
    Metlife Investment Advisors, Llc
    Whippany, NJ
  • 03/2018 → 01/2021
    Metlife Group Inc
    Whippany, NJ
  • 03/2018 → 01/2021
    Metlife Asset Management Corp. ( Japan )
    Tokyo
  • 02/2021 → 08/2023
    Purchase, NY
  • 07/2024 → Present
    Allspring Funds Distributor, Llc
    Charlotte, NC
  • 08/2023 → 07/2024
    Unemployed
    Passaic, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-22
S63 Uniform Securities Agent State Law Examination 2011-10-18
  • S65 Uniform Investment Adviser Law Examination
    2022-08-22
  • S63 Uniform Securities Agent State Law Examination
    2011-10-18
Other Names
  • Bhavesh S Rana
  • Bhavesh Rana

View on SEC IAPD

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