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Corey Stephen Wertz

Charles Schwab & Co., Inc.

Wilmington, DE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-05-02
  • DE RA
    APPROVED
    Since 2024-05-02

Branch Locations

4021 Kennett Pike Suite A, Wilmington, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 06/2013 09/2018
One Basket Llc Worthington OH 12/2012 08/2023
Charles Schwab Bank Lone Tree CO 02/2016 09/2018
Charles Schwab & Co.,Inc. Philadelphia PA 01/2019 08/2023
Charles Schwab Bank Ssb Philadelphia PA 01/2019 08/2023
Fidelity Investments Greenville DE 08/2023 04/2024
Charles Schwab & Co Inc,. Wilmington DE 04/2024 Present
Charles Schwab Bank, Ssb Wilmington DE 04/2024 Present
  • 06/2013 → 09/2018
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 12/2012 → 08/2023
    One Basket Llc
    Worthington, OH
  • 02/2016 → 09/2018
    Charles Schwab Bank
    Lone Tree, CO
  • 01/2019 → 08/2023
    Charles Schwab & Co.,Inc.
    Philadelphia, PA
  • 01/2019 → 08/2023
    Charles Schwab Bank Ssb
    Philadelphia, PA
  • 08/2023 → 04/2024
    Fidelity Investments
    Greenville, DE
  • 04/2024 → Present
    Charles Schwab & Co Inc,.
    Wilmington, DE
  • 04/2024 → Present
    Charles Schwab Bank, Ssb
    Wilmington, DE
Previous Registrations
Other Businesses

1) One Basket LLC | Investment Related:No|6571 Hawthorne st|Worthington|OH|43085|USA|Real Estate (Non-Agent/Broker)|Assistant Treasurer|12/30/2012|Less than 20|0|Invest in property for rental income for llc

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-08
S63 Uniform Securities Agent State Law Examination 2013-10-29
  • S66 Uniform Combined State Law Examination
    2015-08-08
  • S63 Uniform Securities Agent State Law Examination
    2013-10-29
Designations
Other Names
  • Corey Wertz
  • Corey Stephen Wertz

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
KINGSVIEW WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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