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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2019-07-11 |
| PA | RA | APPROVED | 2019-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Buffalo | NY | 05/2016 | 12/2017 |
| Citizens Securities, Inc. | Buffalo | NY | 05/2016 | 12/2017 |
| Citizens Securities Inc. | East Aurora | NY | 12/2017 | 06/2019 |
| Citizens Bank | East Aurora | PA | 12/2017 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jamestown | NY | 06/2019 | Present |
| Bank Of America, N.A. | Jamestown | NY | 08/2019 | Present |
I*124592For profit or not for profit: For-Profit OrganizationName of outside business organization: My own investment propertyInvestment related: NAddress of business:Buffalo, New York 14222Nature of business: Other,Property ManagementPosition, title, association: Owner, Start date of relationship: 7/14/2018Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I own a Multi Unit investment property I*5149270, Entity Type: Entity Charitable, Name of OBA: Buffalo Philharmonic Orchestra, Address: Buffalo, New York, 14209, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 08/28/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: High Level Advisement of their Non Profit The Buffalo Philharmonic Orchestra Society, Inc. employs and supports a professional major symphony orchestra of artistic excellence that is integral to Buffalo-Niagara’s vitality through the presentation of live symphonic music and other musical events, which inspire, educate and entertain the broadest possible audiences within Buffalo-Niagara and beyond.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-03 |
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