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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2019-07-11
PA RA APPROVED 2019-06-24
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2019-07-11
  • PA RA
    APPROVED
    Since 2019-06-24

Branch Locations

50 Fountain Plz, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Buffalo NY 05/2016 12/2017
Citizens Securities, Inc. Buffalo NY 05/2016 12/2017
Citizens Securities Inc. East Aurora NY 12/2017 06/2019
Citizens Bank East Aurora PA 12/2017 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jamestown NY 06/2019 Present
Bank Of America, N.A. Jamestown NY 08/2019 Present
Previous Registrations
Other Businesses

I*124592For profit or not for profit: For-Profit OrganizationName of outside business organization: My own investment propertyInvestment related: NAddress of business:Buffalo, New York 14222Nature of business: Other,Property ManagementPosition, title, association: Owner, Start date of relationship: 7/14/2018Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I own a Multi Unit investment property I*5149270, Entity Type: Entity Charitable, Name of OBA: Buffalo Philharmonic Orchestra, Address: Buffalo, New York, 14209, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 08/28/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: High Level Advisement of their Non Profit The Buffalo Philharmonic Orchestra Society, Inc. employs and supports a professional major symphony orchestra of artistic excellence that is integral to Buffalo-Niagara’s vitality through the presentation of live symphonic music and other musical events, which inspire, educate and entertain the broadest possible audiences within Buffalo-Niagara and beyond.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-14
S63 Uniform Securities Agent State Law Examination 2012-08-03
  • S66 Uniform Combined State Law Examination
    2016-09-14
  • S63 Uniform Securities Agent State Law Examination
    2012-08-03
Other Names
  • Mike Kenline
  • Michael R Kenline

View on SEC IAPD

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